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Listed Derivatives Regulatory Reporting Manager- Vice President

Deutsche Bank
parental leave, remote work
United States, Illinois, Chicago
222 South Riverside Plaza (Show on map)
Apr 04, 2025
Job Description:

Job Title Listed Derivatives Regulatory Reporting Manager

Corporate Title Vice President

Location Chicago, IL

Overview

The Global Markets Listed Derivatives US Regulatory Reporting role provides support to global business management, US & Foreign operations, and internal and external regulatory reporting groups that support the listed futures and options business. The Candidates must have the ability to manage relationships with regulators, perform root cause analysis on reporting differences, effectively communicate remediation of specific issues as lead analyst, and provide future state architecture analysis for all US Exchange & CFTC Reporting for Deutsche Bank Securities Inc. (DBSI).

What We Offer You

  • A diverse and inclusive environment that embraces change, innovation, and collaboration

  • A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days

  • Employee Resource Groups support an inclusive workplace for everyone and promote community engagement

  • Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits

  • Educational resources, matching gift and volunteer programs

What You'll Do

  • Investigating Daily Reporting differences for Open Interest & Large Trader reporting versus exchanges & CFTC

  • Ensure that daily corrections or position amendments due to exercise / assignment, foreign close-outs, or balancing breaks are completed in all reporting systems prior to deadlines

  • Provide root cause analysis review for daily breaks; effectively communicating issues & suggested remediation where applicable, to both Internal Operations & Regulatory staff

  • Provide future state roadmap for reporting process amendments & change management as needed to onboard new applications or implementation of processing changes

  • Liaison between senior LD management, compliance, clearing, client service and static data staff on issues & remediation pertaining to Regulatory reporting issues

How You'll Lead

  • Face off to all US Regulator's as DBSI representative

  • Support the US DBSI Senior Front Office Staff for all Regulatory needs

  • Liaise with Compliance & Legal for DBSI Regulatory needs

Skills You'll Need

  • Understanding of Regulatory Reporting methodologies & systems, Large Trader, Open Interest, CGM & Open Position Reporting modules

  • Experience in Foreign Hub & Spoke reporting process, managing foreign omnibus account reporting including close-out instruction processing, due to multiple bookkeeping databases & end of day timing differences by region

  • Ability to prioritize daily exchange & CFTC reporting queries and effectively providing prompt & concise corrections to issues, as well as investigation summary

  • Collaborator with strong management, communication, & process change skills

  • Role is regionally focused, but must work well in a global team environment, to investigate & resolve foreign reporting issues to US regulators, must be able to communicate proactively, while driving process change due to future state regulatory reporting requirements.

Skills That Will Help You Excel

  • Relevant experience in Listed Derivatives Position Reporting experience

  • Proficient on Exchange / CFTC /OCR reporting modules & GMI systems

  • Understanding of current US regulatory processes, and participation in Industry wide implementation & automation initiatives for Regulatory Reporting

Expectations

It is the Bank's expectation that employees hired into this role will work in the Chicago, IL office in accordance with the Bank's hybrid working model

.

Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.

The salary range for this position in Chicago is $107,500 to $167,625.Actual salaries may be based on a number of factors including, but not limited to, a candidate's skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.

Deutsche Bank Benefits

At Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That's why we are focused on providing benefits and perks that enable our colleagues to live authentically and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Click here to learn more!

Learn more about your life at Deutsche Bank through the eyes of our current employees https://careers.db.com/life

The California Consumer Privacy Act outlines how companies can use personal information. If you are interested in receiving a copy of Deutsche Bank's California Privacy Notice please emailHR.Direct@DB.com.

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We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.

Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

We welcome applications from all people and promote a positive, fair and inclusive work environment.

We are an Equal Opportunity Employer - Veterans/Disabled and other protected categories. Click these links to view the following notices:EEOC Know Your Rights;Employee Rights and Responsibilities under the Family and Medical Leave Act;Employee Polygraph Protection ActandPay Transparency Nondiscrimination Provision.

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