Anti-Money Laundering Officer

Anti-Money Laundering Opportunity in Financial Services

AML Officer

Preferred Location(s): 538 Preston Avenue, Suite 2, Meriden 06450. CT

Other Location(s) considered:

Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339

St. Petersburg: 877 Executive Center Dr. W, Suite 300, St. Petersburg, FL 33702

La Vista:12325 Port Grace Blvd, La Vista, NE 68128

Oakdale: 7755 3rd St. N, Oakdale, MN 55128

Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255

Osaic is not considering remote candidates at this time.

Osaic has returned to the office on a hybrid schedule requiring a minimum of 4 days weekly in the office. Applicants should be located at one of our hubs listed above and must be willing to work this schedule.

Role Type: Full-time

Salary: $130,000 - $140,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.

Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page:https://careers.osaic.com/Creative/Benefits.

Summary:

We are seeking a highly skilled and detailoriented AntiMoney Laundering (AML) Officer to support Osaic Institutions in maintaining a strong, compliant, and effective AML program. In this role, you will help safeguard our organization by driving compliance with the Bank Secrecy Act (BSA), AML/CFT regulations, and FINRA requirements. This is a strategic and handson opportunity for someone passionate about risk mitigation, financial crimes oversight and enhancing firmwide AML controls. You will work closely with leadership across OI to ensure our program operates with integrity, accuracy, and timely execution.

Education Requirements:

• Bachelor's Degree from accredited university in Criminal Justice, Finance, Business, or a related field, High School Diploma or equivalent (GED) is required.

Responsibilities:

• Serve as the AML subject matter expert for Osaic Institutions, ensuring adherence to BSA/AML/OFAC requirements.
• Conduct and oversee investigations related to suspicious activity, including preparing and filing Suspicious Activity Reports (SARs).
• Monitor transactional behavior and patterns using AML monitoring systems; escalate red flags and anomalies.
• Support ongoing enhancements to OI's AML program, policies, procedures, and risk assessments.
• Partner with Compliance, Risk, and business leaders to ensure timely remediation of AML issues.
• Participate in regulatory exams, internal audits, and periodic independent AML reviews.
• Review and analyze customer onboarding, CIP/KYC documentation, and highrisk client profiles.
• Provide AMLrelated training, guidance, and communication to internal teams.
• Collaborate with Fraud, Compliance, and Surveillance teams to strengthen firmwide financial crimes prevention efforts.

Basic Requirements:

• 3-5 years of AML, BSA, or Financial Crimes experience within a financial institution or brokerdealer.
• Strong understanding of BSA/AML regulations, including SAR, CTR, KYC, and OFAC requirements.
• Experience conducting AML investigations and preparing SARs.
• Ability to analyze large datasets or transaction patterns with strong attention to detail.
• Excellent communication skills, with the ability to translate complex regulatory issues into actionable steps.
• Strong organizational skills and ability to manage multiple priorities in a fastpaced environment.
• Proficiency with AML monitoring tools and systems.

Preferred Requirements:

• CAMS, CRCM, CFCS, or other financial crimes certification.
• Experience in AML program development or regulatory exam support.
• Prior exposure to Osaicrelated systems, institutional business models, or brokerdealer environments.
• Familiarity with AML technology platforms or casemanagement tools.